.:Glendale Securities Inc:. | Online trading, Form 211 filings, OTCBB/OTCQB/Pink Sheet Certificate Deposits
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Why Glendale Securities

Glendale Securities, Inc is committed to safeguarding the confidential information of its clients. We hold all information submitted to us in the strictest of confidence, We only disclose information to non-affiliated third parties as permitted by law. Our Policy with respect to personal information about you is presented.

We limit employee and agent access to information only to those who need to know in order to provide service to you, and only to non-affiliated parties as permitted by law. (For example, federal regulations permit us to share a limited amount of information about you with our clearing agents in order to execute securities transactions on your behalf.) We maintain physical, electronic, and procedural safeguards that are designed to comply with federal standards to guard your information.

Physical Certificate Deposits

Have a stock certificate that needs to be deposited? We may be able to accept that deposit as long as the stock meets our criteria. For each deposit we conduct a detailed review of the stock and how it was acquired. We must verify the sequence of events leading up to how you acquired the stock. We will need to see all agreements and proof of payment tacking back to the original issuance. If you are an affiliate, additional documentation will be required.

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DWAC Deposits

Are your shares held currently in electronic form? We may be able to accept that deposit as long as the stock meets our criteria. For each deposit we conduct a detailed review of the stock and how it was acquired. We must verify the sequence of events leading up to how you acquired the stock. We will need to see all agreements and proof of payment tacking back to the original issuance. If you are an affiliate, additional documentation will be required.

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OTCBB /Pink Sheets

We generally accept for deposit, subject to documentation requirements and compliance review, OTCBB/OTCQB/Pink Sheet stocks that meet the initial criteria.

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Commission Shedules & Fees

All deposits have a fee whether it is a physical Certificate or Electronic Form (DWAC/DRS/DTC delivery). Click here to view our commission & fee schedule.

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Affiliates of the company include officers

If you are unsure if you are an affiliate of the company please contact your attorney. The following includes instruction for deposits of non-affiliate share certificates.

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